Canadian Securities Exam Fast-Track Study Guide

W. Sean Cleary 지음

Wiley 2017년 01월 03일 출간

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Acknowledgements vi Introduction: How to Use this Book vii Chapter 1: The Capital Market 1 Introduction 1 Suppliers and Users of Investment Capital 1 The Role of Financial Instruments 4 Financial Markets 5 Chapter 1 Review Questions 8 Chapter 2: The Canadian Securities Industry 11 An Overview of the Canadian Securities Industry 11 The Role of Financial Intermediaries 11 The Canadian Securities Industry 12 Chartered Banks 14 Other Intermediaries 16 Chapter 2 Review Questions 18 Chapter 3: The Canadian Regulatory Environment 21 Regulatory Organizations 21 Arbitration 24 Regulation and Investor Protection 24 The Ethics of Trading 26 Takeovers and Insider Trading 28 Chapter 3 Review Questions 29 Chapter 4: Economic Principles 33 Overview of Economics 33 Measuring the Economy 34 Labour Markets 36 Interest Rates 37 Money and Inflation 38 International Economics 39 Chapter 4 Review Questions 41 Chapter 5: Economic Policy 45 Economic Theories 45 Fiscal Policy 46 Monetary Policy 46 Chapter 5 Review Questions 49 Chapter 6: Fixed-income Securities: Features and Types 53 Overview and Terminology 53 Bond Features 54 Government Securities 56 Corporate Bonds 57 Chapter 6 Review Questions 61 Chapter 7: Fixed-income Securities: Pricing and Trading 67 Bond Pricing Principles 67 The Term Structure of Interest Rates 71 Delivery, Regulation, and Settlement 72 Bond Indexes 73 Chapter 7 Review Questions 74 Chapter 8: Equity Securities: Common and Preferred Shares 79 Introduction 79 Common Shares 79 Preferred Share Characteristics 81 Stock Indices and Averages 87 Chapter 8 R

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저자(글) W. Sean Cleary

Dr. Sean Cleary, Ph.D., CFA, is BMO Professor of Finance and Director of the Master of Finance program at Queen's School of Business, Queen's University. Dr. Cleary holds a Ph.D. in finance from the University of Toronto, and an MBA. He is a Chartered Financial Analyst (CFA) charter holder and a former Board member of both the Toronto CFA Society and the Atlantic Canada CFA Society. He has completed the Professional Financial Planning Course (PFPC), the Canadian Securities Course (CSC), as well as the Investment Funds Institute of Canada (IFIC) Mutual Fund Course. He has been on the faculty at St. Mary's University and the Schulich School of Business, York University, and has taught preparation courses for the Canadian Securities Exam. Dr. Cleary has published numerous articles in the Journal of Finance, the Journal of Financial and Quantitative Analysis, Financial Management, the Journal of Banking and Finance, the Journal of Multinational Financial Management, the Journal of Financial Research, the International Journal of Managerial Finance, the Canadian Investment Review, and the Canadian Journal of Administrative Sciences. He is co-author of the first three editions of Introduction to Corporate Finance (Wiley, 2007, 2010, 2013), as well as numerous other finance textbooks.