Financial Services Firms

Zabihollah Rezaee 지음

Wiley 2011년 06월 09일 출간

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Indispensable coverage of new federal regulatory reforms and federal financial issuesAn essential guide covering new federal regulatory reforms and federal financial issuesFinancial Institutions, Valuations, Mergers and Acquisitions, Third Edition presents a new regulatory framework for financial institutions in the post-bailout era.Provides valuable guidance to assess risks, measure performance and conduct valuations processes to create shareholder valueCovers the protection of other stakeholders, including customers, regulators, government, and consumersOffers an up-to-date understanding of financial institutions, their challenges, and their opportunities in the post-Sarbanes-Oxley eraOver the past decade, substantial changes have taken place in the structure and range of products and services provided by the financial services industry. Get current coverage of these changes that have transformed both traditional organizations such as banks, thrifts, and insurance companies, as well as securities providers, asset management companies and financial holding companies with the up-to-the-minute coverage found in Financial Institutions, Valuations, Mergers and Acquisitions, Third Edition.

목차

Preface xiAcknowledgments xviiPART I: FINANCIAL SERVICES INDUSTRY: ITS MARKETS, REGULATIONS, AND GOVERNANCE 1Chapter 1: Fundamentals of the Financial Markets and Institutions 3Introduction 3Financial Markets 3Financial Information and Capital Markets 4Financial Crisis and Financial Regulatory Reforms 5Types and Roles of Financial Markets 15Financial Services Firms 21Conclusion 24Notes 25Chapter 2: Introduction to Financial Institutions 27Introduction 27Landscape of the Financial Services Industry 27Structural Changes in the Financial Services Industry 28Historical Perspective of American Banking 42Current Trends in the Financial Services Banking Industry 43Regulatory Reforms 46Valuation Process 55Conclusion 56Notes 57Chapter 3: Corporate Governance 61Introduction 61Corporate Governance Effectiveness 62Global Regulatory Reforms 66Sarbanes-Oxley Act of 2002 70Dodd-Frank Act 74Corporate Governance Functions 75Board of Directors and Its Committees 78Audit Committee Roles and Responsibilities 80Executive Compensation 84Conclusion 86Notes 86PART II: THE FOUNDATION: FINANCIAL INSTITUTIONS, VALUATIONS, MERGERS, ACQUISITIONS, AND REGULATORY AND ACCOUNTING ENVIRONMENT 89Chapter 4: Overview of the Valuation Process 91Introduction 91Valuation Services 92Valuation Profession 94Valuation of the Business 97Attracting Valuation Clients 105Accepting a Client 109Pricing Valuation Services 111Importance of the Engagement Letter 112Planning an Appraisal Engagement 114General Planning 118Appraiser&-s Traits 121Appraiser&-s Due Diligence Process 124Risk Assessment 125Conclusion 126Notes 126Chapter 5: Overview of Mergers and Acquisitions 127Introduction 127Historical Perspective of Mergers and Acquisitions 128Recent Trends in Mergers and Acquisitions 130R

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저자(글) Zabihollah Rezaee

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ZABIHOLLAH REZAEE, PhD, CPA, CFE, CMA, CIA, CGFM, is the Thompson-Hill Chair of Excellence and Professor of Accountancy at the University of Memphis and has served a two-year term on the Standing Advisory Group (SAG) of the PCAOB. He is a prolific writer, having published six books and 190 articles in a variety of accounting and business journals.